California Code
DIVISION 1 - CORPORATE SECURITIES LAW OF 968
PART 2 - QUALIFICATION OF AND FILING REQUIREMENTS FOR THE SALE OF SECURITIES

CHAPTER 1 - Exemptions and Certain Securities and Transactions Not Subject to Qualification

Section 25100. - 25100. The following securities are exempted from Sections 25110, 25120,...

Section 25100.1. - 25100.1. The following securities are not subject to Sections 25110,...

Section 25101. - 25101. The following securities are exempt from the provisions of...

Section 25101.1. - 25101.1. The following securities are not subject to Sections 25110,...

Section 25102. - 25102. The following transactions are exempted from the provisions of...

Section 25102.1. - 25102.1. The following transactions are not subject to Sections 25110,...

Section 25102.2. - 25102.2. The commissioner shall require any issuer that is engaged...

Section 25102.5. - 25102.5. There shall be exempted from Section 25110 a transaction...

Section 25103. - 25103. The following transactions are exempted from the provisions of...

Section 25104. - 25104. The following transactions are exempted from the provisions of...

Section 25105. - 25105. There shall be exempted from the provisions of Section...

CHAPTER 2 - Issuer Transactions

Section 25110. - 25110. It is unlawful for any person to offer or...

Section 25111. - 25111. (a) Any security for which a registration statement has...

Section 25112. - 25112. (a) Any security issued by a person which is...

Section 25113. - 25113. (a) All securities, whether or not eligible for qualification...

Section 25114. - 25114. Every qualification under this chapter is effective for 12...

Section 25115. - 25115. Every application for qualification of an issuer transaction under...

Section 25116. - 25116. (a) An evidence of indebtedness issued pursuant to a...

Section 25117. - 25117. (a) An evidence of indebtedness, and the purchasers or...

Section 25118. - 25118. (a) An evidence of indebtedness issued by an entity...

CHAPTER 3 - Recapitalizations and Reorganizations

Section 25120. - 25120. (a) Except as provided in subdivision (b), it is...

Section 25121. - 25121. The securities qualified for sale under this chapter shall...

Section 25122. - 25122. Qualification of securities under this chapter becomes effective upon...

CHAPTER 4 - Nonissuer Transactions

Section 25130. - 25130. It is unlawful for any person to offer or...

Section 25131. - 25131. (a) The securities to be offered or sold in...

Section 25132. - 25132. Every qualification under this chapter and every qualification of...

Section 25133. - 25133. It is unlawful for any person without the written...

Section 25134. - 25134. Every applicant seeking qualification for the sale of securities...

CHAPTER 5 - Authority of the Commissioner

Section 25140. - 25140. (a) (1) The commissioner may issue a stop order...

Section 25141. - 25141. The commissioner may impose as a condition of qualification...

Section 25142. - 25142. When application is made for a permit to issue...

Section 25143. - 25143. (a) The commissioner may by order summarily postpone or...

Section 25144. - 25144. The commissioner may vacate or modify a stop order...

Section 25145. - 25145. Every issuer qualifying securities for sale in this state...

Section 25146. - 25146. For a period of 18 months after the qualification...

Section 25147. - 25147. The commissioner may by rule or order require as...

Section 25148. - 25148. Except in cases where the delivery of a prospectus...

Section 25149. - 25149. The commissioner may act as escrow holder for securities...

Section 25150. - 25150. The commissioner may accept and act upon the opinions,...

Section 25151. - 25151. (a) Upon the filing of a written request for...

CHAPTER 6 - General Provisions

Section 25160. - 25160. Every application for qualification shall state (1) the maximum...

Section 25161. - 25161. Any document filed under this law or a predecessor...

Section 25162. - 25162. An amendment to an application filed after the effective...

Section 25163. - 25163. In any proceeding under this law, the burden of...

Section 25164. - 25164. (a) Neither (1) the fact that an application for...

Section 25165. - 25165. Every applicant for qualification of the sale of securities...

Section 25166. - 25166. It is unlawful for any person willfully to make...