California Code
PART 3 - REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
CHAPTER 3 - Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers

Section 25230. - 25230. (a) It is unlawful for any investment adviser to...

Section 25230.1. - 25230.1. (a) A person that is registered under Section 203...

Section 25231. - 25231. (a) Any investment adviser, or any person who contemplates...

Section 25232. - 25232. The commissioner may, after appropriate notice and opportunity for...

Section 25232.1. - 25232.1. The commissioner may, after appropriate notice and opportunity for...

Section 25232.2. - 25232.2. (a) It is unlawful for any person, as to...

Section 25232.3. - 25232.3. The commissioner may immediately revoke the certificate of any...

Section 25233. - 25233. No order may be entered under Section 25232, 25232.1,...

Section 25234. - 25234. (a) No investment adviser licensed under this chapter shall...

Section 25235. - 25235. It is unlawful for any investment adviser, directly or...

Section 25236. - 25236. (a) No investment adviser licensed under this chapter shall...

Section 25237. - 25237. The commissioner shall prescribe rules with respect to investment...

Section 25238. - 25238. No investment adviser licensed under this chapter and no...