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§ 23-55-801. Suspension and revocation - (a) The commissioner may suspend or revoke a license or...
§ 23-55-802. Suspension and revocation of authorized delegates - (a) The commissioner may issue an order suspending or revoking...
§ 23-55-803. Orders to cease and desist - (a) If the Securities Commissioner determines that a violation of...
§ 23-55-804. Consent orders - The commissioner may enter into a consent order at any...
§ 23-55-805. Civil penalties - The commissioner may assess a civil penalty against a person...
§ 23-55-806. Criminal penalties - (a) A person that intentionally makes a false statement, misrepresentation,...
§ 23-55-807. Unlicensed persons - (a) (1) [Repealed.] (2) If as a result of an...
§ 23-55-808. Receivership - (a) (1) Whenever a licensee has refused or is unable...